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0001290850-21-000003
20210122
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20201231
X0306 5 2020-12-31 0 0 0000765207 First Bancorp, Inc /ME/ FNLC 0001181520 GREGORY ROBERT B PO BOX 940 DAMARISCOTTA ME 04543 1 0 0 0 Common Stock 2020-12-21 5 G 0 750 0 D 44238.5233 I Through Employee Stock Purchase Plan Common Stock 2020-12-21 5 G 0 750 0 D 43488.5233 I Through Employee Stock Purchase Plan Common Stock...
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0001290865-05-000001
20050214
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20041231
X0202 5 2004-12-31 0 0 1 0001094005 SINA CORP SINA 0001134065 CHIANG DANIEL 1 0 0 0 ordinary shares 2004-12-08 4 G 0 L 169471 0 D 0 I held by GRAT ordinary shares 2004-12-08 4 G 0 L 169471 0 A 557651 D ordinary shares 2004-12-08 4 G 0 L 375000 0 D 0 I held by a limited partnership ordinary shares 2004-12-08 4 G 0 L 975...
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0001290892-08-000024
20080422
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20080331
X0202 5 2008-03-31 0 0 1 0001006195 MATRIXX INITIATIVES INC MTXX 0001389896 Kennedy Dean 4742 N. 24TH STREET SUITE 455 PHOENIX AZ 85016 0 1 0 0 Controller Common Stock 2007-05-15 4 A 0 L 1200 18.88 A 1200 D Restricted common stock. Vests over a three-year period; one-third on March 31, 2008, one-third on March 31, 200...
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0001290929-11-000002
20110203
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20101231
X0303 5 2010-12-31 0 0 1 0000277905 RESOURCE ACQUISITION GROUP, INC. DKII 0001292142 Leo John 80 WALL STREET, 5TH FLOOR NEW YORK NY 10005 1 1 1 0 CEO Common Stock 2009-05-31 4 A 0 L 39328 2 A 44473 D Common Stock 2010-12-31 4 A 0 L 699679 0.045 A 744152 D John C. Leo 2011-02-03
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0001291084-05-000003
20050715
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20041231
X0202 5 2004-12-31 1 0 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001291084 NAGEL KENT S 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 0 0 1 Vice President Internal Audit S. Chou for Kent Nagel 2005-07-15
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0001291327-22-000002
20220126
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20211231
X0306 5 2021-12-31 0 0 0 0001734342 Amerant Bancorp Inc. AMTB 0001291327 COPELAND FREDERICK C JR 220 ALHAMBRA CIRCLE CORAL GABLES FL 33134 1 0 0 0 Class A Common Stock 2021-11-24 5 G 0 1000 0 D 18523 D /s/ Julio V. Pena, as Attorney-in-Fact for Frederick C. Copeland, Jr. 2022-01-26
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0001291365-04-000001
20040526
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20031231
X0202 5 2003-12-31 0 0 1 0001004963 COTELLIGENT INC CGZT 0001291365 Richardson Debra C/O COTELLIGENT, INC. 100 THEORY, SUITE 200 IRVINE CA 92336 1 0 0 0 Non-Qualified Stock Option (right to buy) 0.35 2003-07-10 4 A 0 L 5000 0 A 2003-07-10 2013-07-10 Common Shares 5000 5000 D Represents options granted to Ms. Richardson...
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0001291365-05-000002
20050429
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20041231
X0202 5 2004-12-31 0 0 1 0001004963 COTELLIGENT INC CGZT 0001291365 Richardson Debra C/O COTELLIGENT, INC. 655 MONTGOMERY STREET, SUITE 1000 SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 2004-10-25 4 J 0 L 35714 A 50714 D Common Stock 2004-12-31 4 J 0 L 42857 A 93571 D Common Stock 2005-03-31 4 J 0 L 46154 A 139725 D Sal...
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0001291474-05-000001
20050210
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20041231
X0202 5 2004-12-31 0 0 1 0001113679 PRACTICEXPERT INC PXPT 0001291474 Simone Joseph Vincent 10833 WASHINGTON BLVD. CULVER CITY CA 90232 1 0 0 0 Common Stock 2004-10-13 4 A 0 L 10000 A 99328 D Common Stock 2004-12-29 4 A 0 L 10000 A 99328 D The reporting person was issued shares of common stock for his services as a dir...
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0001291678-10-000001
20100329
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20091231
X0303 5 2009-12-31 0 0 0 0001073146 AMERICAN INTERNATIONAL INDUSTRIES INC AMIN 0001291678 Derrick Robert W Jr 601 CIEN ST, SUITE 235 KEMAH TX 77565 1 0 0 0 common stock 2009-10-20 5 A 0 L 1000 1.21 A 10394 D Robert W. Derrick, Jr. 2010-03-29
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0001292000-04-000005
20040812
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20040630
X0202 5 2004-06-30 0 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001292000 Thames John E CARPENTER TECHNOLOGY CORPORATION 101 WEST BERN STREET READING PA 19601 0 1 0 0 Vice President-Human Resources Common Stock 1500 D David A. Christiansen/POA 2004-08-12
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0001292000-05-000003
20050815
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20050630
X0202 5 2005-06-30 0 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001292000 Thames John E CARPENTER TECHNOLOGY CORPORATION 101 WEST BERN STREET READING PA 19601 0 1 0 0 Vice President-Human Resources Common Stock 4775 D Series A Convertible Preferred Stock Units 0 2004-12-31 5 A 0 20.06 A Common Stock 20.06 20.06 I By E...
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0001292058-05-000001
20050705
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20050630
X0202 5 2005-06-30 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A STREET, STE. 800, MS-3100 TACOMA WA 98402-4200 0 1 0 0 Executive Vice President Common Stock 2005-06-30 5 P 0 132 22.158 A 169 D NQSO (Right to buy) 15.12 2003-04-23 5 A 0 1000 A 2006-04-23 2011-04-23 Common Stock 1000 85...
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0001292058-06-000001
20060104
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20060103
X0202 5 2006-01-03 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A STREET, STE. 800, MS-3100 TACOMA WA 98402-4200 0 1 0 0 Executive Vice President Common Stock 2006-01-03 5 P 0 112 21.924 A 281 D Common Stock 2005-06-30 5 P 0 132 22.158 A 169 D NQSO (Right to buy) 15.12 2003-04-23 5 A 0 ...
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0001292058-08-000002
20080124
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20071231
X0202 5 2007-12-31 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A ST MS3100 TACOMA, WA 98401 0 1 0 0 Executive Vice President Common Stock 8213 D Common Stock 1421 I 401k Plan The information in this report is based on a 401k Plan statement dated as of December 31, 2007. /s/ Cathleen De...
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0001292058-09-000002
20090213
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20081231
X0303 5 2008-12-31 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A ST MS3100 TACOMA, WA 98401 0 1 0 0 Executive Vice President Common Stock 11217 D Common Stock 2369 I 401k Plan Non-Qualified Stock Option (Right to Buy) 21.66 2007-05-26 2012-05-26 Common Stock 5000 5000 D The information...
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0001292058-11-000002
20110209
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20101231
X0303 5 2010-12-31 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A ST MS 3100 TACOMA WA 98401 0 1 0 0 Executive Vice President Common Stock 17223 D Common Stock 4328 I 401k Non-Qualified Stock Option (Right to Buy) 21.66 2007-05-26 2012-05-26 Common Stock 5000 5000 D Reflects change in 4...
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0001292058-12-000002
20120126
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20111231
X0304 5 2011-12-31 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A ST MS 3100 TACOMA WA 98401 0 1 0 0 Executive Vice President Common Stock 18764 D Common Stock 4811 I 401k Non-Qualified Stock Option (Right to Buy) 21.66 2007-05-26 2012-05-26 Common Stock 5000 5000 D Reflects change in 4...
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0001292058-13-000002
20130122
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20121231
X0306 5 2012-12-31 0 0 0000887343 COLUMBIA BANKING SYSTEM INC COLB 0001292058 McDonald Andy 1301 A ST MS 3100 TACOMA WA 98401 0 1 0 0 Executive Vice President Common Stock 22298 D Common Stock 5387 I 401k Non-Qualified Stock Option (Right to Buy) 21.66 2007-05-26 2012-05-26 Common Stock 5000 5000 D Reflects change in 4...
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0001292118-05-000001
20050516
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20050331
X0202 5 2005-03-31 0 0 0 0000733269 ACXIOM CORP ACXM 0001292118 Howe Richard K ACXIOM CORPORATION 1 INFORMATION WAY LITTLE ROCK AR 72202 0 1 0 0 Prod, Consulting/Marketing Ldr Common Stock, $.10 Par Value 2004-09-03 5 J 0 137.4382 19.0995 A 402.1877 D Common Stock, $.10 Par Value 2004-09-03 5 J 0 0.4579 22.212 A 402.64...
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0001292118-07-000002
20070515
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20070331
X0202 5 2007-03-31 0 0 0 0000733269 ACXIOM CORP ACXM 0001292118 Howe Richard K ACXIOM CORPORATION 1 INFORMATION WAY LITTLE ROCK AR 72202 0 1 0 0 Marketing Organization Leader Common Stock, $.10 Par Value 2006-11-06 5 J 0 95.0693 21.0375 A 31295.8155 D Common Stock, $.10 Par Value 2007-02-01 5 J 0 151.1614 19.295 A 3144...
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0001292118-08-000001
20080514
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20080331
X0202 5 2008-03-31 0 0 0 0000733269 ACXIOM CORP ACXM 0001292118 Howe Richard K ACXIOM CORPORATION 601 E. 3RD STREET LITTLE ROCK AR 72201 0 1 0 0 Marketing Organization Leader Common Stock, $.10 Par Value 2008-02-01 5 J 0 323.4085 9.0185 A 33466.2013 D Common Stock, $.10 Par Value 2008-03-03 5 J 0 269.9736 10.8035 A 337...
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0001292187-05-000001
20050120
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20041231
X0202 5 2004-12-31 0 0 0 0000872545 MCINTOSH BANCSHARES INC /GA/ MITB 0001292187 Barber George C 229 BUTTRILL ROAD JACKSON GA 30233 1 0 0 0 Common Stock 2004-08-24 2004-08-24 5 P 0 62 2480 A 5198 D George C. Barber 2005-01-20
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0001292187-05-000002
20050120
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20041231
X0202 5 2004-12-31 0 0 0 0000872545 MCINTOSH BANCSHARES INC /GA/ MITB 0001292187 Barber George C 229 BUTTRILL ROAD JACKSON GA 30233 1 0 0 0 Common Stock 2004-08-24 2004-08-24 5 P 0 250 10000 A 2528 D stock owned jointly with mother George C. Barber 2005-01-20
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0001292187-07-000001
20070112
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20061231
X0202 5 2006-12-31 0 0 0 0000872545 MCINTOSH BANCSHARES INC /GA/ MITB 0001292187 Barber George C 229 BUTTRILL ROAD JACKSON GA 30233 1 0 0 0 Common Stock 2006-05-30 2006-05-30 5 P 0 256 9984 A 20020 D 10,108 shares held as custodian for children 3,159 shares held with mother 6,753 held individually George C. Barber 2007...
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0001292277-05-000007
20050307
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20050131
X0202 5 2005-01-31 1 0 0001076641 NIKU CORP NIKU 0001242744 MILLER MATT 750 BATTERY STREET SEVENTH FLOOR SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 3 1000 D Common Stock 2309 D Non-Qualified Stock Option (Right to buy) 9.90 2004-07-14 5 A 0 2500 9.95 A 2005-08-14 2014-07-13 Common Stock 2500 2500 D Non-Qualified Stock...
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0001292340-05-000002
20050211
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20041231
X0202 5 2004-12-31 0 0 0001108674 STRATAGENE CORP STGN 0001292340 Sorge Joseph A MD 11011 N. TORREY PINES ROAD LA JOLLA CA 92037 1 1 1 0 President, CEO, Chairman of Bd Common Stock 2004-12-31 5 G 0 325000 D 10717089 D Common Stock 2004-12-31 5 G 0 325000 A 1160000 I By Joseph A. Sorge Charitable Remainder Trust Common...
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0001292340-05-000004
20050211
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20041231
X0202 5 2004-12-31 0 0 0001108674 STRATAGENE CORP STGN 0001193643 DEAL MARY JOANNE 11011 N. TORREY PINES ROAD LA JOLLA CA 92037 0 1 0 0 Senior Vice President Common Stock 24679 D Common Stock 150 I 401K Mary Jo Deal purchased 158 shares at $6.03 per share on September 30, 2004 under the Employee Stock Purchase Plan. /...
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0001292344-05-000002
20050211
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20041231
X0202 5 2004-12-31 0 0 0001108674 STRATAGENE CORP STGN 0001292344 Pouk John R 11011 N. TORREY PINES ROAD LA JOLLA CA 92037 0 1 0 0 Senior Vice President Common Stock 1050 D John Pouk purchased 488 shares at $6.03 per share on September 30, 2004 and 562 shares at $6.11 per share on December 31, 2004 under the Employee ...
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0001292350-04-000002
20040617
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20031231
X0202 5 2003-12-31 0 0 0 0001018336 INFORMATION ARCHITECTS CORP IACH 0001292350 Clark Michael 6500 NW 15 AVE SUITE 300 FT. LAUDERDALE FL 33309 0 1 0 0 President Common 2003-03-07 5 P 0 146078 0.001 A 146078 D s/s Mike Clark 2004-06-17
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0001292446-11-000001
20110120
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20101231
X0303 5 2010-12-31 1 0 0 0000872545 MCINTOSH BANCSHARES INC /GA/ MITB 0001292446 Holmes John Paul Jr P.O. BOX 151 MONTICELLO GA 31064 1 0 0 0 Retired from Borad of Directors / Exit from Company John Paul Holmes, Jr. 2011-01-20
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0001292449-04-000002
20040604
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20031231
X0202 5 2003-12-31 0 0 1 0000934646 OLYMPIC ENTERTAINMENT GROUP INC /NV/ OYMP 0001292449 Orsatti Dominic 1900 AVE. OF THE STARS, SUITE 1450 LOS ANGELES CA 90067 1 1 1 0 President Common Stock 2004-01-05 4 P 0 L 8130000 0.055 A 8130000 D Preferred Stock 2004-05-17 4 J 0 L 58000 0 D 40000 D a total of 98,000 shares of pr...
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0001292449-04-000003
20040604
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20031231
X0202 5 2003-12-31 0 0 1 0000934646 OLYMPIC ENTERTAINMENT GROUP INC /NV/ OYMP 0001269012 SMITH JOHN H 1900 AVE OF THE STARS SUITE 1450 LOS ANGELES CA 90067 1 1 1 0 Secretary Common Stock 2004-01-05 4 P 0 L 8023000 0.055 A 8023000 D John Holt Smith 2004-06-02
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0001292720-09-000002
20090213
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20081231
X0303 5 2008-12-31 1 0 0 0000837951 PACHOLDER HIGH YIELD FUND INC PHF 0001292720 Grant Daniel A C/O PACHOLDER ASSOCIATES, INC. 8044 MONTGOMERY RD., SUITE 555 CINCINNATI OH 45236 1 0 0 0 Joni McCabe, by POA 2009-02-13
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0001292850-09-000051
20090217
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20081231
X0303 5 2008-12-31 0 1 0000833081 PRIDE INTERNATIONAL INC PDE 0001272822 LOOSER W GREGORY 5847 SAN FELIPE, SUITE 300 HOUSTON TX 77057 0 1 0 0 SrVP/General Counsel/Secretary Common Stock 2006-12-13 4 M 0 L 3000 19.56 A 63705 D Common Stock 2006-12-13 4 M 0 L 15000 18.43 A 78705 D Stock Option (right to buy) 19.56 2006-1...
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0001293098-05-000001
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0000356171 TRICO BANCSHARES / tcbk 0001293098 Hasbrook John S A 63 CONSTITUTION DRIVE CHICO CA 95973 1 0 0 0 Common Stock 2004-12-31 5 J 0 196.7809 21.54 A 1716.7809 D Please Note: Aquired shares from stock dividends from 3/31/94 through 12/31/05. Suzanne Youngs "Power of Attorney" 2005-02-11
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0001293497-06-000002
20060908
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20051231
X0202 5 2005-12-31 0 0 0 0000798600 BRANDPARTNERS GROUP INC bptr 0000905279 CATALDO ANTHONY J 1100 HARDMAN AVE. NAPA CA 94558 1 0 0 0 Common stock 2006-09-07 5 A 0 538462 0.17 A 1338462 D This Form 5 is being filed in connection with Mr. Cataldo's resignation from the Board of Directors effective August 10, 2006. Suzan...
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0001293497-07-000002
20070305
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20061231
X0202 5 2006-12-31 1 0 0 0000798600 BRANDPARTNERS GROUP INC bptr 0001293497 Verrill Suzanne Marie 10 MAIN ST. ROCHESTER NH 03839 0 1 0 0 Chief Financial Officer Ms. Verrill resigned from her position as Chief Financial Officer effective March 1, 2007. Suzanne Verrill 2007-03-05
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0001293565-06-000001
20060515
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20060331
X0202 5 2006-03-31 0 0 0 0000005768 AMERICAN SCIENCE & ENGINEERING INC ASEI 0001293565 Callerame Joseph 829 MIDDLESEX TURNPIKE BILLERICA MA 01821 0 1 0 0 Vice President common stock 2005-11-01 5 A 0 1668 53.55 A 10096 D stock option 53.55 2005-11-01 5 A 0 481 53.55 A 2010-03-31 common stock 481 39981 D Performance vest...
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0001293565-06-000002
20060515
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20060331
X0202 5 2006-03-31 0 0 0 0000005768 AMERICAN SCIENCE & ENGINEERING INC ASEI 0001263158 FABIANO ANTHONY R 829 MIDDLESEX TURNPIKE C/O AS&E BILLERICA MA 01821 1 1 0 0 President and CEO common stock 2005-11-01 5 A 0 9693 53.55 A 29147 D stock option 53.55 2005-11-01 5 A 0 2797 53.55 A 2010-03-31 common stock 2797 46463 D R...
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0001293629-04-000003
20041215
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20041031
X0202 5 2004-10-31 0 0 0000060302 LONGVIEW FIBRE CO LFB 0001293629 Boyd Wade C. 300 FIBRE WAY P.O. BOX 639 LONGVIEW WA 98632 0 1 0 0 Senior VP-Timber Common Stock 2004-10-11 5 L 0 .2255 15.92 A 72 D Fractional shares acquired under an Employee Stock Purchase Plan. Wade C. Boyd 2004-12-14
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0001293629-05-000001
20051215
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20051031
X0202 5 2005-10-31 0 0 0000060302 LONGVIEW FIBRE CO LFB 0001293629 Boyd Wade C. 300 FIBRE WAY P.O. BOX 639 LONGVIEW WA 98632 0 1 0 0 Senior Vice President-Timber Common Stock 2005-01-11 5 L 0 .0905 15.92 A 72 D Common Stock 2005-04-11 5 L 0 .0753 19.13 A 72 D Common Stock 2005-07-11 5 L 0 .0659 21.86 A 72 D Common Stoc...
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0001293660-04-000001
20040713
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20030927
X0202 5 2003-09-27 0 0 0 0000320431 UNIFIED WESTERN GROCERS INC none 0001293660 Bennett David M. 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class A Shares 2003-09-19 5 C 0 L 50 171.29 A 150 I Albeco, Inc. Class B Shares 2003-09-19 5 C 0 L 50 171.29 D 2594 I Albeco, Inc. Class E Shares 2003-12-17 5 P 0 L 473 100 A 473...
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0001293661-04-000001
20040715
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20030927
X0202 5 2003-09-27 0 0 0 0000320431 UNIFIED WESTERN GROCERS INC none 0001293661 Wright Richard L. 5200 SHEILA STREET COMMERCE CA 90040 1 0 0 0 Class A Shares 2003-09-19 5 C 0 L 50 171.29 A 150 I Wright's Foodliner, Inc. Class B Shares 2003-09-19 5 C 0 L 50 171.29 D 2763 I Wright's Foodliner, Inc. Class E Shares 2003-12...
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0001293667-05-000001
20050512
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20050331
X0202 5 2005-03-31 0 0 0 0000071023 THOMAS NELSON INC TNM 0001293667 Clements Pamela 501 NELSON PLACE NASHVILLE TN 37214 0 0 0 1 Vice Pres. - Assoc Publisher Thomas Nelson Common Stock 2005-01-21 5 J 0 2 0 A 755 D Shares allocated to participant's account by Trustee of a qualified ESOP plan from dividend reinvestments ...
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0001293788-04-000008
20040909
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20040909
X0202 5 2004-09-09 1 0 0 0001085866 DSL NET INC DSLN 0001255301 EHRENBERG ROGER 280 PARK AVENUE 9TH FLOOR NEW YORK NY 10017 1 0 0 0 Roger Ehrenberg resigned as a member of the board of directors effective September 8, 2004. /s/ Jeffrey A. Ruiz, Attorney-In-Fact 2004-09-09
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0001293830-05-000002
20050209
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20050101
X0202 5 2005-01-01 1 0 0 0000813672 CADENCE DESIGN SYSTEMS INC CDN 0001293830 Chao Shiu-Ping 2655 SEELY AVENUE, BLDG. 5 SAN JOSE CA 95134 0 1 0 0 Executive VP, General Manager Common Stock 2004-11-22 5 G 0 20000 0 D 5204043 D Common Stock 2004-12-16 5 G 0 710 0 D 5203333 D Charitable contribution. R.L. Smith McKeithen,...
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0001293831-05-000001
20050330
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20041231
X0202 5 2004-12-31 0 0 1 0001069308 PHARMAFRONTIERS CORP PFTR.OB 0001293831 Rouse William 2408 TIMBERLOCH PLACE, SUITE B-7 THE WOODLANDS TX 77380 0 1 0 0 CFO Common Stock 2004-10-29 4 P 0 L 1250 A 151250 D Common Stock (right to buy) 3 2004-04-29 4 A 0 L 1 A 2009-04-29 Common Stock 100000 1 D 15% Subordinated Convertib...
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0001293836-05-000001
20051013
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20041006
X0202 5 2004-10-06 0 0 1 0001069308 PharmaFrontiers Corp. pftr.ob 0001293836 Lau Warren C 10211 SILVER LEAF LANE TOMBALL TX 77375 0 0 0 1 Former Director & 10% Owner Common Stock 2004-10-06 4 S 0 L 200000 0.5 D 1078748 D Common Stock 2004-10-06 4 S 0 L 20000 2.5 D 1078748 D WARREN LAU 2005-10-13
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0001293941-05-000017
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0001115285 EYETECH PHARMACEUTICALS INC EYET 0001277480 ALTSCHULER DOUGLAS H 3 TIMES SQUARE, 12TH FLOOR NEW YORK NY 10036 0 1 0 0 Sr VP, Legal, General Counsel Common Stock 2004-07-30 2004-07-30 5 A 0 595 17.85 A 928 D Shares acquired under the EYET employee stock purchase plan on July 30, 2004....
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0001293941-05-000018
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0001115285 EYETECH PHARMACEUTICALS INC EYET 0001277479 ADAMIS ANTHONY P 3 TIMES SQUARE, 12TH FLOOR NEW YORK NY 10036 0 1 0 0 Chief Scientific Officer Common Stock 2004-07-30 2004-07-30 5 A 0 595 17.85 A 19919 D Common Stock 6280 I by Daughter Common Stock 6280 I by Son Shares acquired under the...
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0001293941-05-000019
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0001115285 EYETECH PHARMACEUTICALS INC EYET 0001277477 CHANEY PAUL G 3 TIMES SQUARE, 12TH FLOOR NEW YORK NY 10036 0 1 0 0 Chief Operating Officer Common Stock 2004-07-30 2005-07-30 5 A 0 595 17.85 A 595 D Shares acquired under the EYET employee stock purchase plan on July 30, 2004. By: William ...
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0001293941-05-000020
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0001115285 EYETECH PHARMACEUTICALS INC EYET 0001277478 SBLENDORIO GLENN 3 TIMES SQUARE, 12TH FLOOR NEW YORK NY 10036 0 1 0 0 Chief Financial Officer Common Stock 2004-07-30 2004-07-30 5 A 0 595 17.85 A 595 D Shares acquired under the EYET employee stock purchase plan on July 30, 2004. By: Willi...
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0001294073-06-000001
20060317
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20051231
X0202 5 2005-12-31 0 0 1 0001175636 ELECTRO ENERGY INC eeei 0000923398 BAGATELLE WARREN D FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06813-1305 1 0 0 0 Common Stock 2005-09-21 5 G 0 2000 0 D 495707 D Common Stock 2005-09-21 5 G 0 2000 0 D 493707 D Stock Option (Right to Buy) 6.76 2005-06-28 4 A 0 L 50000 6.7...
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0001294073-06-000002
20060317
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20051231
X0202 5 2005-12-31 0 0 1 0001175636 ELECTRO ENERGY INC eeei 0001326108 Reed Michael 30 SHELTER ROCK ROAD DANBURY CT 06810 0 1 0 0 President and COO Stock Option (Right to Buy) 6.76 2005-06-28 4 A 0 L 200000 6.76 A 2015-05-01 Common Stock 200000 300000 D 25% of the Shares subject to the Option shall vest on May 2, 2006,...
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0001294073-06-000003
20060317
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20051231
X0202 5 2005-12-31 1 0 1 0001175636 ELECTRO ENERGY INC eeei 0001319188 Estrada Albert J 30 SHELTER ROCK ROAD DANBURY CT 06810 0 1 0 0 Vice President-Marketing/Sales Stock Option (Right to Buy) 6.76 2005-06-28 4 A 0 L 50000 6.76 A 2015-06-27 Common Stock 50000 50000 D Stock Option (Right to Buy) 6.76 2005-10-31 5 D 0 50...
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0001294073-06-000004
20060317
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20051231
X0202 5 2005-12-31 0 0 1 0001175636 ELECTRO ENERGY INC eeei 0001294067 Mace Audra J 30 SHELTER ROCK ROAD DANBURY CT 06810 0 1 0 0 CFO and Secretary Stock Option (Right to Buy) 6.76 2005-06-28 4 A 0 L 50000 6.76 A 2015-06-27 Common Stock 50000 150000 D 25% of the Shares subject to the Option shall vest 12 months after t...
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0001294293-05-000013
20050211
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20050201
X0202 5 2005-02-01 0 0 1 0000791519 STAPLES INC SPLS 0001294293 Komola Christine T 500 STAPLES DRIVE FRAMINGHAM MA 01702 0 1 0 0 SVP, Controller Staples Stock 2004-08-11 4 J 0 37342 0 D 52504 D Staples Stock 2004-08-11 4 J 0 37342 0 A 37342 I Christine T. Komola Trust Change in ownership from Direct to Indirect Jack A....
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0001294322-08-000003
20080814
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20080630
X0303 5 2008-06-30 0 1 0001375365 Super Micro Computer, Inc. SMCI 0001294322 Hayes Edward J Jr 5668 COUNTRY CLUB PKWY. SAN JOSE CA 95138 1 0 0 0 Stock Option (right to buy) 8.83 2008-02-08 4 A 0 L 7500 0 A 2018-02-08 Common Stock 7500 7500 D The vesting commencement date is February 8, 2008. The option is exercisable ...
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0001294369-05-000005
20050211
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20041231
X0202 5 2004-12-31 0 0 0 0000923139 FLUSHING FINANCIAL CORP FFIC 0001294369 Fry David W 1979 MARCUS AVENUE, SUITE E140 LAKE SUCCESS NY 11042 0 1 0 0 Senioro Vice President / CFO Common Stock 9616 D Common Stock 659 I 401(k) Common Stock 4142 I PSP Phantom Stock Units Common Stock 312 312 D Shares held in FSB 401(k) a/o...
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0001294369-06-000001
20060214
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20051231
X0202 5 2005-12-31 0 0 0 0000923139 FLUSHING FINANCIAL CORP FFIC 0001294369 Fry David W 1979 MARCUS AVENUE, SUITE E140 LAKE SUCCESS NY 11042 0 1 0 0 Senior Vice President Common Stock 12244 D Common Stock 816 I 401(k) Common Stock 5162 I PSP Phantom Stock Units Common Stock 388 388 D Shares held in FSB 401(k) Savings P...
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0001294369-07-000001
20070213
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20061231
X0202 5 2006-12-31 0 0 0 0000923139 FLUSHING FINANCIAL CORP FFIC 0001294369 Fry David W 1979 MARCUS AVENUE, SUITE E140 LAKE SUCCESS NY 11042 0 1 0 0 Senior Vice President / CFO Common Stock 17317 D Common Stock 1034 I 401(k) Common Stock 6223 I PSP Phantom Stock Units Common Stock 547 547 D Shares held in FSB 401(k) Sa...
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0001294425-17-000006
20170214
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20161228
X0306 5 2016-12-28 0 0 0 0001185348 PRA GROUP INC PRAA 0001294425 Roberts Steven C 140 CORPORATE BLVD NORFOLK VA 23502 0 1 0 0 Chief Strategy & Bus Dev Off Common Stock 2015-12-28 5 G 0 313 0 D 23162 D Common Stock 2016-10-24 5 G 0 463 0 D 22699 D /s/ Steve Roberts 2017-02-14
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0001294447-05-000008
20051018
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4962}]
20051018
X0202 5 2005-10-18 0 0 1 0001124043 MONTANA ACQUISITION CORP None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 0 0 Pres., CEO, CFO, Treas., Sec. Common Stock, $0.001 Par Value Per Share 2005-09-16 2005-09-16 4 P 0 L 23750 85000 D 0 D On September 16, 2005, the Reporting Person entered into...
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0001294447-06-000016
20060327
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20051231
X0202 5 2005-12-31 0 0 0 0001265869 CARTOON ACQUISITION, INC. None 0001294447 Hudson Randolph S C/O STEPHEN D. ROGOFF, ESQ. ONE EAST MAIN STREET SUITE 610 ROCHESTER NY 14614-1880 1 1 1 0 Pres.,CEO, Sec.,Treas.,CFO Common Stock, $0.0001 par value per share 2005-12-31 2005-12-31 5 P 0 L 9066295 A 9251295 D On or about No...
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0001294447-08-000003
20080130
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20061231
X0202 5 2006-12-31 0 0 0 0001124043 MONTANA ACQUISITION CORP None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres., CEO, Sec., Tres., CFO Common Stock, $0.001 par value per share 2006-12-31 2006-12-31 5 J 0 L 23750 0 A 23750 D On or about January 24, 2005, the Reporting Person, Rando...
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0001294447-08-000006
20080207
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20071231
X0202 5 2007-12-31 0 0 0 0001265869 CARTOON ACQUISITION, INC. None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres., CEO, Sec., Treas., CFO Common Stock, $0.0001 par value per share 2007-12-31 5 P 0 0 0 D 8794900 D Randolph S. Hudson 2008-02-07
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0001294447-09-000001
20090127
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2383}]
20081231
X0303 5 2008-12-31 0 0 0 0001265869 CARTOON ACQUISITION, INC. None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO,Sec.,Treas.,CFO Common Stock, $0.0001 par value per share 8794900 D Randolph S. Hudson 2009-01-27
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0001294447-09-000002
20090127
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20061231
X0303 5 2006-12-31 0 0 0 0001124043 MONTANA ACQUISITION CORP None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO, Sec.,Treas.,CFO Common Stock, $0.001 par value per share 23750 D Randolph S. Hudson 2009-01-27
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0001294447-09-000003
20090127
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20071231
X0303 5 2007-12-31 0 0 0 0001124043 MONTANA ACQUISITION CORP None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO,Sec.,Treas.,CFO Common Stock, $0.001 par value per share 23750 D Randolph S. Hudson 2009-01-27
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0001294447-09-000004
20090127
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2379}]
20081231
X0303 5 2008-12-31 0 0 0 0001124043 MONTANA ACQUISITION CORP None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO,Sec.,Treas.,CFO Common Stock, $0.001 par value per share 23750 D Randolph S. Hudson 2009-01-27
<?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0303</schemaVersion> <documentType>5</documentType> <periodOfReport>2007-12-31</periodOfReport> <notSubjectToSection16>0</notSubjectToSection16> <form3HoldingsReported>0</form3HoldingsReported> <form4TransactionsReported>0</form4Tra...
0001294447-09-000005
20090128
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2393}]
20071231
X0303 5 2007-12-31 0 0 0 0001397081 Residential Income Properties, Inc. None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO,Sec.,Treas.,CFO Common Stock, $0.0001 par value per share 8794900 D Randolph S. Hudson 2007-12-31
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0001294447-09-000006
20090128
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2393}]
20081231
X0303 5 2008-12-31 0 0 0 0001397081 Residential Income Properties, Inc. None 0001294447 Hudson Randolph S POST OFFICE BOX 103 WYOMING NY 14591-0103 1 1 1 0 Pres.,CEO,Sec.,Treas.,CFO Common Stock, $0.0001 par value per share 8794900 D Randolph S. Hudson 2009-01-28
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0001294447-22-000002
20220121
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20211231
X0306 5 2021-12-31 0 0 0 0001109697 Encounter Technologies, Inc. ENTI 0001294447 Hudson Randolph S 2100 CONSTITUTION BOULEVARD SUITE 168 SARASOTA FL 34231-4146 1 1 1 1 COB, Pres., CEO, Acting CFO Control Shareholder Common Stock, $0.001 par value per share 2021-12-31 2021-12-31 5 I 0 9902934383 224000 A 9902934383 D De...
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0001294561-22-000001
20220107
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20211231
X0306 5 2021-12-31 1 0 0 0001870714 Oaktree Diversified Income Fund Inc. ODITX 0001294561 Salvatore Louis P C/O BROOKFIELD PUBLIC SECURITIES GROUP L 250 VESEY STREET, 15TH FL NEW YORK NY 10281 1 0 0 0 Reporting Person resigned as an Independent Director of the Issuer effective December 31, 2021. /s/Waheed Olowa, on beh...
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0001294561-22-000002
20220107
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20211231
X0306 5 2021-12-31 1 0 0 0001870714 Oaktree Diversified Income Fund Inc. ODIDX 0001294561 Salvatore Louis P 7 SYLVAN WAY PARSIPPANY NJ 07054 1 0 0 0 Reporting Person resigned as an Independent Director of the Issuer effective December 31, 2021. /s/Waheed Olowa, on behalf of Louis P. Salvatore 2022-01-07
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0001294561-22-000003
20220107
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20211231
X0306 5 2021-12-31 1 0 0 0001655099 Brookfield Real Assets Income Fund Inc. RA 0001294561 Salvatore Louis P 7 SYLVAN WAY PARSIPPANY NJ 07054 1 0 0 0 Reporting Person resigned as an Independent Director of the Issuer effective December 31, 2021 /s/Waheed Olowa, on behalf of Louis P. Salvatore 2022-01-07
<?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0306</schemaVersion> <documentType>5</documentType> <periodOfReport>2021-12-31</periodOfReport> <notSubjectToSection16>1</notSubjectToSection16> <form3HoldingsReported>0</form3HoldingsReported> <form4TransactionsReported>0</form4Tra...
0001294561-22-000004
20220107
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20211231
X0306 5 2021-12-31 1 0 0 0001576340 CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND CEN 0001294561 Salvatore Louis P 7 SYLVAN WAY PARSIPPANY NJ 07054 1 0 0 0 Reporting Person resigned as an Independent Trustee of the Issuer effective December 31, 2021. /s/Waheed Olowa, on behalf of Louis P. Salvatore 2022-01-0...
<?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0202</schemaVersion> <documentType>5</documentType> <periodOfReport>2004-03-31</periodOfReport> <notSubjectToSection16>0</notSubjectToSection16> <form3HoldingsReported>0</form3HoldingsReported> <form4TransactionsReported>0</form4Tra...
0001294579-04-000001
20040910
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8380}]
20040331
X0202 5 2004-03-31 0 0 0 0001078037 REMEDENT USA INC/AZ REMM 0001294579 List Robin 1921 MALCOLM AVENUE, SUITE 101 LOS ANGELES CA 90025 1 1 0 0 Chief Executive Officer Common Stock 2004-03-24 5 P 0 1000000 80000 A 1000000 D Common Stock 2004-03-24 5 P 0 712500 57000 A 712500 D Common Stock 2004-03-24 5 P 0 500000 22700 ...
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0001294579-04-000002
20040910
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20040331
X0202 5 2004-03-31 0 0 0 0001078037 REMEDENT USA INC/AZ REMM 0001294581 Kolsteeg Fred 1921 MALCOLM AVENUE, SUITE 101 LOS ANGELES CA 90025 1 0 0 0 Common Stock 2002-02-22 5 P 0 900000 49500 A 900000 D Common Stock 2002-04-25 5 P 0 1000000 80000 A 1000000 I Held by Kolsteeg Beleggingsmaatschappij B.V., a Dutch company, w...
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0001294579-04-000003
20040910
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20040331
X0202 5 2004-03-31 0 0 0 0001078037 REMEDENT USA INC/AZ REMM 0001299840 DeVreese Guy 1921 MALCOLM AVENUE, SUITE 101 LOS ANGELES CA 90025 1 0 1 0 Common Stock 2004-03-23 5 P 0 60000 30000 A 60000 D Common Stock 2004-03-24 5 P 0 1250000 100000 A 1250000 I By Lausha, NV Common Stock 2004-03-24 5 P 0 3000000 240000 A 30000...
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0001295059-05-000002
20050125
[{"type": "5", "sequence": "1", "filename": "edgardoc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6012}]
20041231
X0202 5 2004-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 0 1 0 0 Vice President Class A Non-Voting Common Stock 2004-05-21 5 J 0 13 26.406 A 13 D Class A Non-Voting Common Stock 2004-08-20 5 J 0 13 25.066 A 1635 D Class A Non-Voting Common St...
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0001295059-06-000002
20060207
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20051231
X0202 5 2005-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 0 1 0 0 Vice President Class A Non-Voting Common Stock 2005-02-25 5 J 0 18 27.208 A 2315 D Class A Non-Voting Common Stock 2005-05-27 5 J 0 16 31.74 A 2331 D Class A Non-Voting Common S...
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0001295059-07-000002
20070126
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20061231
X0202 5 2006-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 0 1 0 0 Vice President Class A Non-Voting Common Stock 2006-02-24 5 J 0 27 29.72 A 2392 D Class A Non-Voting Common Stock 2006-05-26 5 J 0 37 30.14 A 3329 D Class A Non-Voting Common St...
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0001295059-08-000002
20080111
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20071231
X0202 5 2007-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 0 1 0 0 Vice President Class A Non-Voting Common Stock 2007-05-25 5 J 0 40 19.99 A 5832 D Class A Non-Voting Common Stock 2007-05-25 5 J 0 169 A 169 I by Spouse Shares owned by spouse. ...
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0001295059-09-000002
20090128
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20081231
X0303 5 2008-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 1 1 0 0 Director / Vice President Class A Non-Voting Common Stock 2008-02-22 5 J 0 1 18.674 A 170 I by Spouse Class A Non-Voting Common Stock 2008-05-23 5 J 0 2 18.5 A 172 I by Spouse C...
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0001295059-10-000002
20100128
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20091231
X0303 5 2009-12-31 0 0 0 0000863110 ARTESIAN RESOURCES CORP ARTNA 0001295059 Taylor Nicholle Renee 664 CHURCHMANS ROAD NEWARK DE 19702 1 1 0 0 Director / Vice President Class A Non-Voting Common Stock 2009-02-20 5 J 0 2 15.162 A 178 I by Spouse Class A Non-Voting Common Stock 2009-05-22 5 J 0 2 15.578 A 180 I by Spouse...
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0001295068-05-000001
20050215
[{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2430}]
20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295068 Longobardo Guy A 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 1 1 0 0 CEO, President, Chairman ETS Payphones, Inc. Common Stock 0 D No securities are beneficially owned. Guy A. Longobardo 2005-02-15
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0001295068-05-000002
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295071 Hays S Gregory 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 1 0 0 0 ETS Payphones, Inc. Common Stock 0 D No securities are beneficially owned. S. Gregory Hays 2005-02-15
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0001295068-05-000003
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295070 Jones David C 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 0 1 0 0 VP Human Resources, Secretary ETS Payphones, Inc. Common Stock 0 D No securities beneficially owned. David C. Jones 2005-02-15
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0001295068-05-000004
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295073 Fenell Jeffrey E 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 0 1 0 0 VP Operations ETS Payphones, Inc. Common Stock 0 D No securities beneficially owned. Jeffrey E. Fennell 2005-02-15
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0001295068-05-000005
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295069 Leimbach James 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 0 1 0 0 VP Accounting ETS Payphones, Inc. Common Stock 0 D No securities are beneficially owned. James B. Leimbach 2005-02-15
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0001295068-05-000006
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295066 McClellan Michael H 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 1 1 0 0 CFO ETS Payphones, Inc. Common Stock 0 D No securities beneficially owned. Michael H. McClellan 2005-02-15
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0001295068-05-000007
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295074 Scott Michael 1490 WESTFORK DRIVE, SUITE G LITHIA SPRINGS GA 30122 1 0 0 0 ETS Payphones, Inc. Common Stock 1281 D Michael M. Scott 2005-02-15
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0001295068-05-000008
20050215
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20041231
X0202 5 2004-12-31 0 0 0 0001287065 ETS PAYPHONES INC none 0001295103 Buck Michael 1490 WESTFORK DRIVE SUITE G LITHIA SPRINGS GA 30122 1 0 0 0 ETS Payphones, Inc. Common Stock 4479 D Michael H. Buck 2005-02-15
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0001295345-15-000095
20150429
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20141231
X0306 5 2014-12-31 0 0 1 0001498067 BREEDIT CORP. BRDT 0001595943 Shrem Itschak 21 HA'RBA'AH STREET TEL AVIV L3 64739 ISRAEL 1 0 0 0 Common Stock 2000000 D Option 0.1 2015-01-25 4 A 0 L 2000000 0 A 2015-01-25 2025-01-25 Common Stock 2000000 5400000 D Itschak Shrem 2015-04-29
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0001295345-15-000096
20150429
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20141231
X0306 5 2014-12-31 0 0 0 0001498067 BREEDIT CORP. BRDT 0001505789 Zino Erez 20 MEIS YAARI STREET TEL-AVIV L3 69371 ISRAEL 1 0 0 0 Common Stock 9625000 D Eric Zino 2015-04-29
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0001295345-15-000097
20150429
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20141231
X0306 5 2014-12-31 0 0 0 0001498067 BREEDIT CORP. BRDT 0001593924 Gilboa Oded 23 AKIVA STREET #14 RAANANA L3 4326103 ISRAEL 0 1 0 0 CFO Common Stock 500000 D Option 0.05 2014-03-04 2024-03-04 Common Stock 850000 1850000 D Oded Gilboa 2015-04-29
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0001295345-15-000098
20150429
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20141231
X0306 5 2014-12-31 0 0 1 0001498067 BREEDIT CORP. BRDT 0001597052 Yogev Yoel 9 HADUDAIM STREET MOSHAV TIRAT YEHUDA L3 73175 ISRAEL 1 1 0 0 CEO Common Stock 4250000 D Option 0.1 2015-01-25 4 A 0 L 2000000 0 A 2015-01-25 2025-01-25 Common Stock 2000000 5400000 D Yoel Yogev 2015-04-29
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0001295345-17-000198
20170622
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20161231
X0306 5 2016-12-31 0 0 0 0001431934 OWC Pharmaceutical Research Corp. OWCP 0001614497 Bignitz Mordechai 30 SHACHAM STREET PO BOX 8324 PETACH TIKVA L3 4918103 ISRAEL 1 1 0 0 CEO and Chairman Common Stock 0 D Option 0.05 2016-12-15 2021-12-15 Common Stock 10000000 10000000 D On December 15, 2016, the Company granted Mr. ...